Link Group

Senior Compliance Associate (BB-1C716)

Found in: Neuvoo Irlanda

Description:
Act as the Senior Compliance Associate for Fund Solutions Ireland reporting to the appointed Compliance Officer. This role is a Control Function (CF-2) role. Individual will be subject to fitness and probity requirements.Key Accountabilities and Main Responsibilities * The role of the Senior Compliance Associate exists to help ensure that a comprehensive compliance environment is maintained and supported within Link Fund Solutions Ireland, (Link Fund Administrators (Ireland) Limited ("LFAI"), and Link Fund Manager Solutions (Ireland) Limited ("LFMSI")). * A key responsibility of the Senior Compliance Associate is to take ownership for conducting the Compliance Monitoring Program including themed reviews on LFAI / LFMSI, and * Completion of compliance reporting on a timely basis and deal with ad-hoc compliance related tasks arising, in addition to those duties set out above. * Assist with the development, implementation, and execution of detailed compliance monitoring reviews across both regulated entities (LFAI / LFMSI) as Administrator and UCITS / Alternative Investment Fund Management Company, ensuring all reviews completed capture the key control environment in accordance with the stated annual compliance monitoring plan. * Develop and implement scope / terms of reference documents and provide report findings to the Compliance Officer for review prior to communication to the senior management team. * Liaise with departmental teams, supervisors and managers to help build risk and compliance awareness, relationships, and ensure any issues identified are escalated for resolutions in a timely manner. * Monitor ongoing regulatory change and provide assistance to the Compliance Officer in the ongoing review and implementation of such regulatory updates across LFAI / LFMSI. * Maintain and develop policy and procedural documents including the drafting of manuals. * Support the Compliance Officer with the preparation and submission of various compliance reports for group, risk committee, and board meetings across LFAI / LFMSI. * Completion of ad-hoc project work and other compliance function related duties including maintenance of client due diligence records, regulatory registers, and participation in meetings with external third parties as required. * Ability to manage and develop compliance team members as reporting into the Senior Compliance AssociateExperience & Personal Attributes * Funds industry experience ideally with compliance related focus, although not essential. * Third level qualification in business, finance, legal or accountancy and a broad understanding of the funds industry gained through employment with administration, trustee or other service providers. * Compliance professional qualification (Desirable)

calendar_today2 days ago

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